All posts by Tate Dwinnell

Profiting From Mergers & Acquisitions – Almost Pure Luck

Question:

How does an investor play the mergers and acquisitions game? When two companies are expected to merge, which stock should an investor buy?  How does an investor find the possible companies that may become acquired? The stock of the company almost always goes higher when it is announced.  Cramer mentioned 10 possible mergers on his show last night (20 companies).  Just wondered. Some of his ideas don’t materialize.

My Response:

It’s often times difficult to tell if a company may be acquired.. and it’s often just rumor or speculation which can move a stock.  The M&A game is mostly just pure luck unless of course you’re an insider who knows a little something.. which of course would get you into trouble with the SEC.  In a situation where a company is being purchased, you will almost always get a pop because the buying company will pay a premium.  In a merger situation of relative equals, it really depends on the situation and if the market thinks it makes sense.   Speculating on which companies may be bought out make for decent entertainment I suppose and he may just be right on a couple, but that alone is never a reason to buy a company.  The good news is that what you’ll find is that most of the companies that are being bought out and paid a premium for are exactly the companies that we are looking at.  Small, high growth companies that can add to the bottom lines of their larger counterparts.


 

Earnings Movers – Break Out in VCA Antech (WOOF)

UP

  • ValueClick (VCLK) Advertising, fundamental rank [25/30],  up 10%, Just keeps soaring to new heights; in the same industry as Google but leaving Google in the dust in terms of stock performance
  • VCA Antech (WOOF) Restaurants, fundamental rank [25/30],  up 8%, break out from base to new all time high
  • Huron Consulting (HURN) Business & Management Services, fundamental rank [25/30],  up 7%, keeps soaring to new heights

DOWN

  • Ritchie Bros. Auctioneers (RBA) Business Software & Services, fundamental rank [24/30],  down 6%, big drop to 50dma but bouncing off that support level
  • Lincoln Electric Holdings (LECO) Machine Tools & Accessories, fundamental rank [25/30],  down 4%, big reversal off today’s highs – headed lower from here but still has support of 50 day moving average

Earnings Movers – Hecla Mining (HL) Near Another Break Out

UP

  • Hecla Mining (HL) Silver, fundamental rank [26/30],  up 8%, nearing break out from large base
  • Nice Systems (NICE) Computer Peripherals, fundamental rank [25/30],  up 8%, adding to gains after breaking out in January
  • Penson WorldWide (PNSN) Asset Management, fundamental rank [22/30],  up 6%, continuing impressive trend along the 50 day moving average since breaking out last October

DOWN

  • None Today

Technical Analysis: Importance of Looking at Multiple Time Frames

Question:

Thanks for the tips on reading the charts. I never knew a person was supposed to look at the weekly chart first. Maybe that is what I have been doing wrong?  Thanks.

I looked at the charts for AVTR just to see if I could see what you meant. Where was the resistance on it?  I guessed at about $65. Is that right? Why does it look like it is in danger of breaking down below support of the 50 day?

My Response:

Looking at the weekly first and narrowing down from there to the daily and then the intraday for buying and selling is key to understanding the big picture.  For example: on the daily it might appear that the stock is breaking out to a new all time high but if you look at the weekly you might see that it’s just part of a much larger base with lots of resistance in its path.  Stocks breaking out to new all time highs are much more bullish.
 
The resistance currently in AVTR is about 86- 87 which is the highs of the current base.  It looked like to me it was in danger of breaking below support because you see on Friday it moved lower with sell volume well below avg.  It closed a hair below support on Friday.  Today it continued that move and the bullish action is broken.  This is no longer a stock that would be considered for purchase.. at least not anytime in the near future.

Small/Mid Caps Lead Way as Nasdaq Breaks Out; Stock of Day – Morningstar (MORN)

::: Today’s Market Action :::

I mentioned in the weekend report that I would get increasingly bullish if the Nasdaq broke out of that consolidation with volume.  It did that today.  As a result, I got a bit more bullish and added two more small Quick Strike Profit trades to the Model Portfolio, but the divergence of volume in the S&P and Dow was a concern.  In fact, volume continues to wane as these indices move higher.  Until, we get a big, convincing move up in those indices I’m not jumping in on the long side with both feet.  Tomorrow is a very important day with CPI data before the market opens and the FOMC minutes late morning.  Let’s see if the Nasdaq break can hold.

::: Major Indices Performance – The Numbers :::

(Note: volume averages are based on the average over the past 50 days)
Data as of 4:00EST – End of Day Feb 20th 2007

Accumulation only in the Nasdaq today.

Nasdaq: UP .67% today with volume 7% ABOVE  average
Nasdaq ETF (QQQQ) UP .76%, volume 18% BELOW average
Dow: UP .15%, volume 6% BELOW the average
Dow ETF (DIA): UP .07%, volume 26% BELOW the average
S&P ETF (SPY): UP .21%, volume 9% BELOW the average
Russell Small Cap ETF (IWM): UP .9%, volume 67% ABOVE the average

::: SelflInvestors Leading Stocks :::

The Self Investors Leading Stocks Index is comprised of stocks in the Breakout Tracker, which is a database of the fastest growing companies near a breakout or having already broken out of a base.  Leading stocks did very well today, outperforming all the major indices.  In general, small to mid caps led the way up today which was also reflected in the performance of the Russell 2000.

Summary:

* Advancers led Decliners 301 to 136
* Advancers were up an average of 1.73% today, with volume 4% ABOVE average
* Decliners were down an average of 1.09% with volume 3% ABOVE average
* The total SI Leading Stocks Index was UP .85% today with volume 4% ABOVE  the average

::: Where’s the Money Flowing :::

Many investing websites provide leading industries based on price performance alone. However, without accompanying volume levels, this can sometimes be misleading.  The only way that I know of to gauge industry/sector strength WITH volume levels is through the analysis of ETF’s.  A couple years ago this was not possible, but as more traders/investors use ETF’s they become a much better tool for guaging the health of the market and seeing where the money is flowing (or not flowing).  Using the proprietary SelfInvestors Demand Indicator score which measures price and volume movements, I’m able to quickly see which sectors/industries are seeing the greatest inflows of cash.  For a detailed look at how I go about gauging sector/industry strength please see the following post: http://investing.typepad.com/tradingstocks/2006/09/wheres_the_big_.html

* Current Leading Sectors/Industries (over last 30 trading days): 
Materials, Aerospace/Defense, Water, Transports, Realty
                                              
* Current Lagging Sectors/Industries (over last 30 trading days): 
Oil & Oil Services

* Today’s Market Moving Industries/Sectors (UP):
Clean Energy, Retail, Consumer Services, Aerospace/Defense

* Today’s Market Moving Industries/Sectors (DOWN):
Gold & Gold Miners

::: Stocks :::

The stocks section will be an area where I highlight one stock selected from a group of stocks moving up with volume well above average and most likely breaking out of a base or consolidation.  Today’s stock is Morningstar (MORN), which broke out today to a new all time high.

ABOUT:  Morningstar, Inc. is a provider of independent investment research to investors worldwide. The Company divides its business operations into three segments: Individual, which focuses on products and services for individual investors; Advisor, which focuses on products and services for financial advisors; and Institutional, which focuses on products and services for institutional clients, including banks, brokerage firms, insurance companies, mutual fund companies, media outlets, and retirement plan providers and sponsors. Morningstar maintains a series of databases on eight types of investments used by investors. As of December 31, 2005, the Company provided data on more than 17,800 mutual fund share classes in the United States; 43,000 mutual funds and similar vehicles in international markets; 7,100 stocks; 2,600 hedge funds; 4,800 separate accounts; 50,200 variable annuity/life subaccounts; 200 exchange-traded funds; 600 closed-end funds, and 80 college savings plans.

FUNDAMENTALS:  Morningstar is a company that bled money for several years before finally becoming profitable in 2004.  Since that time, the company hasn’t looked back.  Earnings more than tripled in ’05 and will end up with another surge of 60 – 70% in 2006 once the company reports 4th quarter ’06 results on Thursday.  2007 earnings estimates call for an increase in the neighborhood of 35%.   One key characteristic that I look for in companies that could become the next home run are rising margins and ROE.  This is the case for Morningstar.  In addition, management must believe in the company because it has money on the line with 80% ownership.  All the fundamental characteristics are there for Morningstar to be big winner.

TECHNICAL:  The stock broke out from a base today to a new all time high today.  Although relative strength lags a bit with a score of 62/100, a high volume move into record territory is extremely bullish.  Perhaps this move before earnings is forecasting a trouncing of estimates on Thursday morning.  We shall see.

SELFINVESTORS RATING: With a total score of 52/60 (28/30 for fundamentals, 24/30 for technical), Morningstar (MORN) is currently a top 5 SelfInvestors.com break out stock.

A view of the weekly chart of Morningstar shows a break to new all time high.

Full Disclosure/Disclaimer: The stock of the day is by no means a buy recommendation.  Please do your own research and make a personal decision based on your own tolerance for risk.  I currently do not own a position in Morningstar (MORN).

Nasdaq Breaks Out; Japan Heats Up (JEQ, JOF, EWJ); CPI & Fed Minutes Tuesday

Just when it appeared the market would begin a slide into significant deterioration, Bernanke saved the day on Wednesday with dovish comments, indicating inflation concerns continue to diminish and the economy remains strong.  It provided a catalyst for another surge that sent the bears back into hibernation for a bit longer.  However, I still wonder what can propel this market further.  The general skepticism of many traders that this rally can continue provides a nice "wall of worry" for this market to climb, but the market can only rise on Bernanke’s optimistic outlook for so long.  Until the Nasdaq can bust out of its base with volume, I’m still skeptical and maintain a cautious approach up at these levels by carrying a significant short and cash position.  Tuesday is the most important day of the week with the CPI data on tap and the potentially market moving FOMC minutes.  The market is closed tomorrow.

::: Model Portfolio Update :::

It was not a good week for the Model Portfolio.  The portfolio slipped a bit (- 0.4%), despite a week in which the overall market rose bringing the YTD performance to 6.7% (still well ahead of the S&P500).  Much of the loss for the week took place in Watts Technologies (WTS) which sold off after missing earnings badly.  I rarely hold a stock through earnings but considered WTS a core holding and a good play for the water industry.  Hoding through earnings proved to be a big mistake as the stock missed earnings by a wide margin.  Considering the poor results, I decided to abandon my long term approach with WTS and dump it for an 8% loss to use the cash elsewhere, possibly in the Water Powershares ETF (PHO) which is seeing some big money coming into it lately.  I continue to play the Quick Strike Profit trades, which continue to bring in some nice profits.  Goamerica (GOAM) was dumped for a loss of 7%, but the 15% gain in Nexceum Brands (NEXC) more than made up for it.  Since the portfolio was very much leaning towards a scenario in which the market would see further deterioration, I needed to add some more long exposure and added 3 core long plays and another QSP trade.  The QSP trade was a play on the hot solar industry.  Current allocation of the portfolio is 55% long, 25% short and 20% cash.

::: Best/Worst Performers :::

– Top 10 Performing Industries For the Week –

1. Toy & Hobby Stores: 8.20%
2. Farm & Construction Machinery: 7.05%
3. Medical Practitioners: 7.00%
4. Aluminum: 6.70%
5. Railroads: 5.20%
6. Steel & Iron: 5.20%
7. Internet Service Providers:  5.05%
8. Copper: 5.00%
9. Regional Airlines: 4.85%
10. Dairy Products: 4.80%

– Top 10 Worst Performing Industries For the Week –

1. Diagnostic Substances: -3.20%
2. Heavy Construction: -1.95%
3. General Entertainment: -1.85%
4. Marketing Services: -1.75%
5. Oil & Gas Drilling & Exploration: -1.45%
6. Office Supplies: -1.40%
7. REIT – Residential: -1.30%
8. REIT – Diversified/Industrial: -1.25%
9. REIT – Healthcare Facilities: -1.15%
10. Personalized Services: -1.10%

– Top 5 Best Performing ETFs For the Week –
 
1. Morgan Stanley China (CAF)  5.80%
2. Japan Equity (JEQ) 4.90%
3. Korea Fund (KF) 4.85%
4. China Fund (CHN) 4.75%
5. Ishares Japan (EWJ) 4.30%

– Worst 5 Performing ETF’s –

1. India Fund (IFN)  -3.05%
2. US Oil Fund (USO) -2.85%
3. Ishares Commodities (GSG) -2.20%
4. HLDRS Oil Services (OIH) -2.00%
5. Templeton Russia & E. Europe (TRF) -1.85%

:::  IPO’s Worth Watching for This Week :::

No IPO’s Worth Watching for This Week

::: Upcoming Economic Reports (2/12/07- 2/16/07) :::

Monday:         None – Market Closed
Tuesday:       CPI, Leading Indicators, Crude Inventories, FOMC Minutes
Wednesday:  Initial Claims
Thursday:      None
Friday:           None

::: Notable Upcoming Earnings Reports I’ll Be Watching This Week :::

Monday: Silver Wheaton (SLW)

Tuesday: Ventas (VTR), Vasco Data Security (VDSI), Ituran Location and Control (ITRN), Crocs (CROX), Wal Mart (WMT)

Wednesday: Abercrombie and Fitch (ANF)

Thursday: Morningstar (MORN)

Friday: None

::: Latest Blog Entries – In Case You Missed Them! :::

– SelfInvestors Blog –

1. Part II: Profiting From the Advanced Energy Initiative – A Look At Clean Coal, Nuclear Power Utilities & Uranium Miners
http://investing.typepad.com/tradingstocks/2007/02/part_ii_profiti.html

2. Festival of Stocks
http://investing.typepad.com/tradingstocks/2007/02/festival_of_sto.html

3. Today’s Earnings Movers – Intervac (IVAC), American Continental Lines (ACLI)http://investing.typepad.com/tradingstocks/2007/02/todays_earnings_3.html

4. Today’s Earnings Movers – Icon (ICLR), theKnot.com (KNOT)http://investing.typepad.com/tradingstocks/2007/02/todays_earnings_5.html

5. Trading Spot Price of Uranium
http://investing.typepad.com/tradingstocks/2007/02/a_diversified_w.html

6. After Market Report – A Weak Bounce Ahead of Bernanke; Stock of Day Icon (ICLR)http://investing.typepad.com/tradingstocks/2007/02/after_market_re_1.html

7. Today’s Earnings Movers – Break Out In Titanium Metals (TIE), Ansoft (ANSS) Adds to Yesterday’s Break Out http://investing.typepad.com/tradingstocks/2007/02/todays_earnings_6.html

8. Market Loves Bernanke, Broad Rally With Volume; Stocks of Day – Titanium Metals (TIE)http://investing.typepad.com/tradingstocks/2007/02/market_loves_be.html

9. Today’s Earnings Movers – Top Chines Plays Baidu.com (BIDU) and 9Limited (NCTY) Sell Off; Strayer Education (STRA), Navigaorts (NAVG) Break Out
http://investing.typepad.com/tradingstocks/2007/02/todays_earnings_7.html

10. Today’s Earnings Movers – Chipotle Mexican Grile Breaks Out
http://investing.typepad.com/tradingstocks/2007/02/todays_earnings_8.html

Earnings Movers – Chipotle Mexican Grill (CMG) Breaks Out

UP

  • Buffalo Wild Wings (BWLD) Restaurants, fundamental rank [25/30],  up 10%, carving out right side of jagged base
  • Chipotle Mexican Grill (CMG) Restaurants, fundamental rank [24/30],  up 5%, break out from base
  • Rogers Communications (RG) Broadcasting – TV, fundamental rank [24/30],  up 4%, another new all time hig
  • NetGear (NTGR) Communications Equipment, fundamental rank [26/30],  up 4%, carving out new base

DOWN

  • The Gorman-Rupp Co. (GRC) Diversified Machinery, fundamental rank [23/30],  down 12%, big break out in December is failing miserably; reported an awful quarter
  • NightHawk Radiology Hldg (NHWK) Electronic Equip, fundamental rank [27/30],  down 9%, continuing its slide from once promising technical action – headed to 200dma

Earnings Movers – Top Chinese Play Baidu.com (BIDU) & 9Limited (NCTY) Sell Off; Strayer Education (STRA) & Navigators (NAVG) Break Out

UP

  • Guess? (GES) Apparel Clothing, fundamental rank [24/30],  up 12%, continues its remarkable run – now more than doubled since September ’06
  • The Navigators Group (NAVG) Insurance – Property & Casualty, fundamental rank [24/30],  up 9%, breaking out of long base, but relative strength not good
  • Terex Corp (TEX) Farm & Construction Machinery, fundamental rank [24/30],  up 8%, bouncing off 50dma and may be carving out a short base in the process
  • aQuantive (AQNT) Internet Service Providers, fundamental rank [26/30],  up 7%, carving out right side of long base
  • Portfolio Recovery Associates (PRAA) Business & Management Services, fundamental rank [27/30],  up 7%,  carving out right side of large base
  • Ness Technologies (NSTC) Information Technology Service, fundamental rank [26/30],  up 7%,  today’s action most likely marks a bottom in recent correction – bouncing off 200dma
  • Strayer Education (STRA) Education & Training Services, fundamental rank [26/30],  up 6%,  relative strenght could be better, but a beauty of a break out
  • Kadant (KAI) Pollution & Treatment Controls, fundamental rank [21/30],  up 5%,  handle has formed and on the verge of break out
  • Network Appliance (NTAP) Data Storage Devices, fundamental rank [26/30],  up 4%,  carving out right side of nice looking base

DOWN

  • Baidu.com (BIDU) Internet Info Providers, fundamental rank [29/30],  down 11%, fundamentally one of the highest ranked stocks headed for the 200dma.. may be interesting play there for the long haul
  • Techwell (TWLL) Electronic Equip, fundamental rank [27/30],  down 11%, continued break down of once promising base – today’s earnings may have been telegraphed with the big drop a few days ago
  • Baker Hughes (BHI) Oil & Gas Equipment & Services, fundamental rank [28/30],  down 9%, took out 2 key levels of support today .. this stock isn’t going anywhere anytime soon
  • The9 Limited (NCTY) Garming Activities, fundamental rank [27/30],  up 7%,  big market winner may offer second chance buy opp soon if it tests 50 dma